David C. Kuo - 22 Jan 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Jan 2024
Net transactions value
-$94,544
Form type
4
Filing time
24 Jan 2024, 16:01:50 UTC
Previous filing
25 Oct 2023
Next filing
24 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $16,237 -1,027 -0.83% $15.81 123,162 22 Jan 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $10,672 -675 -0.55% $15.81 122,487 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $15,778 -998 -0.81% $15.81 121,489 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $18,846 -1,192 -0.98% $15.81 120,297 22 Jan 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $33,011 -2,088 -1.7% $15.81 118,209 22 Jan 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer