David C. Kuo - Jan 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Jan 22, 2024
Transactions value $
-$94,544
Form type
4
Date filed
1/24/2024, 04:01 PM
Previous filing
Oct 25, 2023
Next filing
Apr 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$16.2K -1.03K -0.83% $15.81 123K Jan 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$10.7K -675 -0.55% $15.81 122K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$15.8K -998 -0.81% $15.81 121K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$18.8K -1.19K -0.98% $15.81 120K Jan 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$33K -2.09K -1.74% $15.81 118K Jan 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer