David C. Kuo - Apr 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Apr 22, 2024
Transactions value $
-$60,055
Form type
4
Date filed
4/24/2024, 04:02 PM
Previous filing
Jan 24, 2024
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$8.19K -676 -0.57% $12.12 118K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$12.1K -998 -0.85% $12.12 117K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$14.4K -1.19K -1.02% $12.12 115K Apr 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$25.3K -2.09K -1.81% $12.12 113K Apr 22, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

Senior Vice President and Chief Legal Officer