David C. Kuo - 22 Apr 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Apr 2024
Net transactions value
-$60,055
Form type
4
Filing time
24 Apr 2024, 16:02:21 UTC
Previous filing
24 Jan 2024
Next filing
01 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $8,193 -676 -0.57% $12.12 117,533 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $12,096 -998 -0.85% $12.12 116,535 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $14,447 -1,192 -1% $12.12 115,343 22 Apr 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $25,319 -2,089 -1.8% $12.12 113,254 22 Apr 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

Senior Vice President and Chief Legal Officer