David C. Kuo - Oct 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Oct 23, 2023
Transactions value $
-$25,491
Form type
4
Date filed
10/25/2023, 04:03 PM
Previous filing
Aug 11, 2023
Next filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$4.38K -634 -0.5% $6.91 127K Oct 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.88K -417 -0.33% $6.91 127K Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$4.26K -616 -0.49% $6.91 126K Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$5.08K -735 -0.58% $6.91 125K Oct 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$8.89K -1.29K -1.03% $6.91 124K Oct 23, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer