David C. Kuo - 23 Oct 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
23 Oct 2023
Net transactions value
-$25,491
Form type
4
Filing time
25 Oct 2023, 16:03:05 UTC
Previous filing
11 Aug 2023
Next filing
24 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $4,381 -634 -0.5% $6.91 127,244 23 Oct 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $2,881 -417 -0.33% $6.91 126,827 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $4,257 -616 -0.49% $6.91 126,211 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $5,079 -735 -0.58% $6.91 125,476 23 Oct 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $8,893 -1,287 -1% $6.91 124,189 23 Oct 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer