David C. Kuo - 10 Aug 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: ***Senior Vice President and Chief Legal Officer
Signature: /s/ David C. Kuo
Issuer symbol: AAOI
Transactions as of: 10 Aug 2023
Net transactions value: -$137,305
Form type: 4
Filing time: 11 Aug 2023, 16:02:22 UTC
Previous filing: 10 Aug 2023
Next filing: 25 Oct 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Sale	$137,305	-10,000	-7.3%	$13.73	127,878	10 Aug 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold in multiple transactions on August 10, 2023 at actual sale price ranging from $13.70 to $13.80 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Content

These shares were sold in multiple transactions on August 10, 2023 at actual sale price ranging from $13.70 to $13.80 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

***Senior Vice President and Chief Legal Officer