David C. Kuo - 08 Aug 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Reporting relationship: *** Senior Vice President and Chief Legal Officer
Issuer ticker: AAOI
Reported as of: 08 Aug 2023
Net transaction value: -$172,398
SEC form: 4
Accepted by SEC: 10 Aug 2023, 07:33:19 UTC
Prior SEC filing: 26 Jul 2023
Next SEC filing: 11 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ David C. Kuo

Key filing fact

David C. Kuo filed Form 4 for APPLIED OPTOELECTRONICS, INC. (AAOI) on 10 Aug 2023.

Key facts

This page summarizes David C. Kuo's Form 4 filing for APPLIED OPTOELECTRONICS, INC. (AAOI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 10 Aug 2023, 07:33.

Change

Previous filing in this sequence was filed on 26 Jul 2023.
Current net transaction value: -$172,398.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AAOI transaction

Common Stock, $.001 par value

Sale

Transaction value: $172,398
Shares: -14,535
Change %: -9.5%
Price: $11.86
Shares after: 137,878
Date: 08 Aug 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

These sales were sold in multiple transactions on August 8, 2023 at actual sale price ranging from $11.80 to $11.905 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

SEC remarks

*** Senior Vice President and Chief Legal Officer