David C. Kuo - Jul 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Jul 24, 2023
Transactions value $
-$45,053
Form type
4
Date filed
7/26/2023, 04:01 PM
Previous filing
Jun 28, 2023
Next filing
Aug 10, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$7.07K -894 -0.56% $7.91 159K Jul 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$4.65K -588 -0.37% $7.91 158K Jul 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$6.87K -868 -0.55% $7.91 157K Jul 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$8.2K -1.04K -0.66% $7.91 156K Jul 24, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$14.4K -1.82K -1.16% $7.91 154K Jul 24, 2023 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$3.9K -1.82K -1.18% $2.14* 152K Jul 25, 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer