David C. Kuo - 24 Jul 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
24 Jul 2023
Net transactions value
-$45,053
Form type
4
Filing time
26 Jul 2023, 16:01:27 UTC
Previous filing
28 Jun 2023
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $7,072 -894 -0.56% $7.91 158,543 24 Jul 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $4,651 -588 -0.37% $7.91 157,955 24 Jul 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $6,866 -868 -0.55% $7.91 157,087 24 Jul 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $8,203 -1,037 -0.66% $7.91 156,050 24 Jul 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $14,365 -1,816 -1.2% $7.91 154,234 24 Jul 2023 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $3,897 -1,821 -1.2% $2.14* 152,413 25 Jul 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer