David C. Kuo - 26 Jun 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
26 Jun 2023
Net transactions value
$0
Form type
4
Filing time
28 Jun 2023, 16:02:42 UTC
Previous filing
26 Apr 2023
Next filing
26 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +78,291 +96% $0.000000 159,437 26 Jun 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Restricted Stock Units (RSUs) were granted under the Company's Amended 2021 Equity Incentive Plan, one-sixteen of the RSUs vest every three months commencing on January 21, 2023.

Remarks:

***Senior Vice President and Chief Legal Officer