David C. Kuo - Apr 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Apr 24, 2023
Transactions value $
-$7,466
Form type
4
Date filed
4/26/2023, 04:03 PM
Previous filing
Jan 25, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$1.97K -920 -1.09% $2.14* 83.7K Apr 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$1.3K -607 -0.73% $2.14* 83.1K Apr 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.92K -895 -1.08% $2.14* 82.2K Apr 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$2.28K -1.07K -1.3% $2.14* 81.1K Apr 24, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.