David C. Kuo - 24 Apr 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
24 Apr 2023
Net transactions value
-$7,466
Form type
4
Filing time
26 Apr 2023, 16:03:48 UTC
Previous filing
25 Jan 2023
Next filing
28 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $1,969 -920 -1.1% $2.14* 83,715 24 Apr 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $1,299 -607 -0.73% $2.14* 83,108 24 Apr 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $1,915 -895 -1.1% $2.14* 82,213 24 Apr 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $2,283 -1,067 -1.3% $2.14* 81,146 24 Apr 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.