David C. Kuo - Jan 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Jan 23, 2023
Transactions value $
-$5,947
Form type
4
Date filed
1/25/2023, 03:01 PM
Previous filing
Dec 15, 2022
Next filing
Apr 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$340 -154 -0.18% $2.21* 87.2K Jan 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$1.48K -669 -0.77% $2.21* 86.5K Jan 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$977 -442 -0.51% $2.21* 86.1K Jan 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$1.44K -651 -0.76% $2.21* 85.4K Jan 23, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$1.71K -775 -0.91% $2.21* 84.6K Jan 23, 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.