Shu-Hua (joshua) Yeh - 23 Jan 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
23 Jan 2023
Net transactions value
-$14,845
Form type
4
Filing time
25 Jan 2023, 15:01:15 UTC
Previous filing
26 Oct 2022
Next filing
26 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $917 -415 -0.15% $2.21* 274,319 23 Jan 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $3,695 -1,672 -0.61% $2.21* 272,647 23 Jan 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $2,391 -1,082 -0.4% $2.21* 271,565 23 Jan 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $3,631 -1,643 -0.61% $2.21* 269,922 23 Jan 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $4,210 -1,905 -0.71% $2.21* 268,017 23 Jan 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and Asia General Manager