Shu-Hua (Joshua) Yeh - Jan 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jan 23, 2023
Transactions value $
-$14,845
Form type
4
Date filed
1/25/2023, 03:01 PM
Previous filing
Oct 26, 2022
Next filing
Apr 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$917 -415 -0.15% $2.21* 274K Jan 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$3.7K -1.67K -0.61% $2.21* 273K Jan 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$2.39K -1.08K -0.4% $2.21* 272K Jan 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$3.63K -1.64K -0.61% $2.21* 270K Jan 23, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$4.21K -1.91K -0.71% $2.21* 268K Jan 23, 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and Asia General Manager