Shu-Hua (Joshua) Yeh - Apr 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Apr 24, 2023
Transactions value $
-$13,484
Form type
4
Date filed
4/26/2023, 04:04 PM
Previous filing
Jan 25, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$3.58K -1.67K -0.62% $2.14* 266K Apr 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.32K -1.08K -0.41% $2.14* 265K Apr 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$3.51K -1.64K -0.62% $2.14* 264K Apr 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$4.08K -1.91K -0.72% $2.14* 262K Apr 24, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and Asia General Manager