Shu-Hua (joshua) Yeh - 24 Oct 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
24 Oct 2022
Net transactions value
-$18,385
Form type
4
Filing time
26 Oct 2022, 16:03:02 UTC
Previous filing
26 Jul 2022
Next filing
25 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $1,134 -414 -0.15% $2.74* 281,030 24 Oct 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $4,579 -1,671 -0.59% $2.74* 279,359 24 Oct 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $2,962 -1,081 -0.39% $2.74* 278,278 24 Oct 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $4,496 -1,641 -0.59% $2.74* 276,637 24 Oct 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $5,214 -1,903 -0.69% $2.74* 274,734 24 Oct 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and Asia General Manager