David C. Kuo - Dec 13, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Dec 13, 2022
Transactions value $
-$42,108
Form type
4
Date filed
12/15/2022, 03:01 PM
Previous filing
Dec 12, 2022
Next filing
Jan 25, 2023

Transactions Table

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2022. The shares were sold in multiple transactions on December 13, 2022 at actual sale prices ranging from $2.15 to $2.25 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
F2 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2022. The shares were sold in multiple transactions on December 14, 2022 at actual sale prices ranging from $2.15 to $2.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.