Shu-Hua (joshua) Yeh - 22 Jul 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Officer
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Jul 2022
Net transactions value
-$17,867
Form type
4
Filing time
26 Jul 2022, 16:05:44 UTC
Previous filing
29 Jun 2022
Next filing
26 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $757 -416 -0.14% $1.82* 289,653 22 Jul 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $3,045 -1,673 -0.58% $1.82* 287,980 22 Jul 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $1,971 -1,083 -0.38% $1.82* 286,897 22 Jul 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $2,992 -1,644 -0.57% $1.82* 285,253 22 Jul 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $3,469 -1,906 -0.67% $1.82* 283,347 22 Jul 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $5,633 -1,903 -0.67% $2.96* 281,444 25 Jul 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.