Chih-Hsiang (Thompson) Lin - Jan 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: President and CEO, Director
Signature: /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol: AAOI
Transactions as of: Jan 24, 2022
Transactions value $: $0
Form type: 4
Date filed: 1/26/2022, 03:18 PM
Previous filing: Oct 26, 2021
Next filing: Apr 26, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock $.001 par value	Tax liability	$0	-2.86K	-0.29%	$0.00	997K	Jan 24, 2022	Direct	F1
transaction	AAOI	Common Stock $.001 par value	Tax liability	$0	-2.01K	-0.2%	$0.00	995K	Jan 24, 2022	Direct	F2
transaction	AAOI	Common Stock $.001 par value	Tax liability	$0	-4.68K	-0.47%	$0.00	991K	Jan 24, 2022	Direct	F3
transaction	AAOI	Common Stock $.001 par value	Tax liability	$0	-3.17K	-0.32%	$0.00	988K	Jan 24, 2022	Direct	F4
transaction	AAOI	Common Stock $.001 par value	Tax liability	$0	-4.55K	-0.46%	$0.00	983K	Jan 24, 2022	Direct	F5

Showing 1 to 5 of 5 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.