Chih-Hsiang (Thompson) Lin - Jan 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Jan 24, 2022
Transactions value $
$0
Form type
4
Date filed
1/26/2022, 03:18 PM
Previous filing
Oct 26, 2021
Next filing
Apr 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock $.001 par value Tax liability $0 -2.86K -0.29% $0.00 997K Jan 24, 2022 Direct F1
transaction AAOI Common Stock $.001 par value Tax liability $0 -2.01K -0.2% $0.00 995K Jan 24, 2022 Direct F2
transaction AAOI Common Stock $.001 par value Tax liability $0 -4.68K -0.47% $0.00 991K Jan 24, 2022 Direct F3
transaction AAOI Common Stock $.001 par value Tax liability $0 -3.17K -0.32% $0.00 988K Jan 24, 2022 Direct F4
transaction AAOI Common Stock $.001 par value Tax liability $0 -4.55K -0.46% $0.00 983K Jan 24, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.