Chih-Hsiang (thompson) Lin - 24 Jan 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
24 Jan 2022
Net transactions value
$0
Form type
4
Filing time
26 Jan 2022, 15:18:04 UTC
Previous filing
26 Oct 2021
Next filing
26 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock $.001 par value Tax liability $0 -2,857 -0.29% $0.000000 997,481 24 Jan 2022 Direct F1
transaction AAOI Common Stock $.001 par value Tax liability $0 -2,006 -0.2% $0.000000 995,475 24 Jan 2022 Direct F2
transaction AAOI Common Stock $.001 par value Tax liability $0 -4,676 -0.47% $0.000000 990,799 24 Jan 2022 Direct F3
transaction AAOI Common Stock $.001 par value Tax liability $0 -3,167 -0.32% $0.000000 987,632 24 Jan 2022 Direct F4
transaction AAOI Common Stock $.001 par value Tax liability $0 -4,545 -0.46% $0.000000 983,087 24 Jan 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.