Chih-Hsiang (thompson) Lin - 22 Apr 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Apr 2022
Net transactions value
$0
Form type
4
Filing time
26 Apr 2022, 16:04:25 UTC
Previous filing
26 Jan 2022
Next filing
29 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,962 -0.29% $0.000000 683,920 22 Apr 2022 Direct F1, F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4,571 -0.67% $0.000000 679,349 22 Apr 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -3,097 -0.46% $0.000000 676,252 22 Apr 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4,443 -0.66% $0.000000 671,809 22 Apr 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 The reporting person transferred 297,205 shares of the company's common stock to his former spouse effective March 30, 2022 pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.