Chih-Hsiang (thompson) Lin - 22 Oct 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Oct 2021
Net transactions value
$0
Form type
4
Filing time
26 Oct 2021, 16:02:22 UTC
Previous filing
26 Jul 2021
Next filing
26 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -2,803 -0.28% $0.000000 1,014,466 22 Oct 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,968 -0.19% $0.000000 1,012,498 22 Oct 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4,590 -0.45% $0.000000 1,007,908 22 Oct 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -3,108 -0.31% $0.000000 1,004,800 22 Oct 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4,462 -0.44% $0.000000 1,000,338 22 Oct 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.