chun-hsien tsai - Nov 24, 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role
CEO, PRESIDENT, CHAIRMAN, Director
Signature
/s/ John Junyong Lee POA for Chun-Hsien Tsai
Stock symbol
AIMD
Transactions as of
Nov 24, 2023
Transactions value $
$523,425
Form type
4
Date filed
11/28/2023, 05:05 PM
Previous filing
Nov 16, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMD COMMON STOCK Award $528K +880K +237.45% $0.60 1.25M Nov 24, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD RSU Conversion of derivative security -$4.58K -7.5K -17.65% $0.61 35K Nov 15, 2023 COMMON 7.5K $0.61 Direct F1, F2
transaction AIMD RSU Award +870K +2485.71% 905K Aug 15, 2023 COMMON 870K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent.
F2 Reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events.
F3 Reference is made to 870,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events