chun-hsien tsai - Feb 16, 2024 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role
CEO, PRESIDENT, CHAIRMAN, Director
Signature
/s/ Chun-Hsien Tsai
Stock symbol
AIMD
Transactions as of
Feb 16, 2024
Transactions value $
$22,689
Form type
4
Date filed
2/20/2024, 04:10 PM
Previous filing
Nov 28, 2023
Next filing
Aug 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMD COMMONSTOCK Award $22.7K +26.1K +10.44% $0.87 276K Feb 16, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD RSU Conversion of derivative security -26.1K -13.88% 162K Feb 16, 2024 COMMON 26.1K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reference is made to(i) 870,000RSUsthatweregrantedonAugust15,2023, adjusted to 174,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023, pursuanttotheCompany's2023StockIncentivePlan, with vesting occurring inincrementsof15%on2/15/24,15%on8/15/24,30%on8/15/25,and 40% on 8/15/26 subject to normal and customary termination events; and (ii) 50,000RSUsthatweregrantedpursuanttoanemploymentMandateAgreementdatedMarch17,2022, adjusted to 10,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023, andundertheCompany's2021StockIncentivePlan,andasamendedbyits2023StockIncentivePlan, with vesting occurringinincrementsof15%on4/24/23and10/24/23,30%on10/24/24and40%on10/24/25,subjecttonormalandcustomaryterminationevents