| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTC | Common Stock | Sale | -$417K | -3.49K | -6.74% | $119.49 | 48.2K | Nov 16, 2021 | Direct | F1, F2 |
| transaction | PTC | Common Stock | Sale | -$1.08M | -9K | -18.66% | $120.41 | 39.2K | Nov 16, 2021 | Direct | F1, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTC | Restricted Stock Units | Award | $0 | +6.79K | $0.00 | 6.79K | Nov 17, 2021 | Common Stock | 6.79K | Direct | F4, F5, F8 | ||
| transaction | PTC | Restricted Stock Units | Award | $0 | +6.79K | $0.00 | 6.79K | Nov 17, 2021 | Common Stock | 6.79K | Direct | F4, F6, F8 | ||
| transaction | PTC | Restricted Stock Units | Award | $0 | +13.6K | $0.00 | 13.6K | Nov 17, 2021 | Common Stock | 13.6K | Direct | F4, F7, F8 |
| Id | Content |
|---|---|
| F1 | Shares sold pursuant to a pre-established 10b5-1(c) trading plan. |
| F2 | This transaction was executed in multiple trades at prices ranging from $118.97 to $119.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $119.98 to $120.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. |
| F5 | Target performance-based RSUs that can be earned to the extent the cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2022, 2023 and 2024. |
| F6 | Target performance-based RSUs that can be earned to the extent the rTSR performance measure is met for FY24. RSUs earned will vest on November 15, 2024. |
| F7 | Service-based RSUs that vest in three substantially equal installments on November 15, 2022, 2023 and 2024. |
| F8 | This amount represents the total number of derivative securities beneficially owned of the class shown. |