Kristian Talvitie - 15 Nov 2021 Form 4 Insider Report for PTC INC. (PTC)

Role
EVP, Chief Financial Officer
Signature
/s/Catherine Gorecki by power of attorney filed 05/16/2019
Issuer symbol
PTC
Transactions as of
15 Nov 2021
Net transactions value
-$2,568,110
Form type
4
Filing time
17 Nov 2021, 19:32:00 UTC
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +46,405 +211% $0.000000 68,447 15 Nov 2021 Direct
transaction PTC Common Stock Award $0 +4,632 +6.8% $0.000000 73,079 15 Nov 2021 Direct F1
transaction PTC Common Stock Tax liability $2,568,110 -21,392 -29% $120.05 51,687 15 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Options Exercise $0 -4,278 -100% $0.000000* 0 15 Nov 2021 Common Stock 4,278 Direct F3, F4
transaction PTC Restricted Stock Units Award $0 +8,556 $0.000000 8,556 15 Nov 2021 Common Stock 8,556 Direct F3, F5
transaction PTC Restricted Stock Units Options Exercise $0 -8,556 -100% $0.000000* 0 15 Nov 2021 Common Stock 8,556 Direct F3, F5
transaction PTC Restricted Stock Units Award $0 +4,409 $0.000000 4,409 15 Nov 2021 Common Stock 4,409 Direct F3, F6
transaction PTC Restricted Stock Units Options Exercise $0 -4,409 -100% $0.000000* 0 15 Nov 2021 Common Stock 4,409 Direct F3, F6
transaction PTC Restricted Stock Units Award $0 +4,833 $0.000000 4,833 15 Nov 2021 Common Stock 4,833 Direct F3, F7
transaction PTC Restricted Stock Units Options Exercise $0 -4,833 -100% $0.000000* 0 15 Nov 2021 Common Stock 4,833 Direct F3, F7
transaction PTC Restricted Stock Units Options Exercise $0 -6,071 -50% $0.000000 6,071 15 Nov 2021 Common Stock 6,071 Direct F3, F8
transaction PTC Restricted Stock Units Exercise of out-of-the-money derivative security $0 -1,244 -50% $0.000000 1,244 15 Nov 2021 Common Stock 1,244 Direct F3, F9
transaction PTC Restricted Stock Units Award $0 +903 $0.000000 903 15 Nov 2021 Common Stock 903 Direct F3, F10
transaction PTC Restricted Stock Units Options Exercise $0 -903 -100% $0.000000* 0 15 Nov 2021 Common Stock 903 Direct F3, F10
transaction PTC Restricted Stock Units Award $0 +990 $0.000000 990 15 Nov 2021 Common Stock 990 Direct F3, F11
transaction PTC Restricted Stock Units Options Exercise $0 -990 -100% $0.000000* 0 15 Nov 2021 Common Stock 990 Direct F3, F11
transaction PTC Restricted Stock Units Options Exercise $0 -5,721 -33% $0.000000 11,442 15 Nov 2021 Common Stock 5,721 Direct F3, F12
transaction PTC Restricted Stock Units Options Exercise $0 -5,722 -50% $0.000000 5,720 15 Nov 2021 Common Stock 5,722 Direct F3, F13
transaction PTC Restricted Stock Units Options Exercise $0 -3,678 -39% $0.000000 5,720 15 Nov 2021 Common Stock 3,678 Direct F3, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned under FY21 Corporate Incentive Plan.
F2 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.
F3 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4 RSUs granted on May 15, 2019 that vested on November 15, 2021.
F5 Performance based RSUs granted on on May 15, 2019 that vested on November 15, 2021.
F6 Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F7 Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F8 RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9 RSUs granted on May 18, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F10 Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F11 Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F12 RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F13 Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
F14 Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.