Kristian Talvitie - 15 Nov 2022 Form 4 Insider Report for PTC INC. (PTC)

Role
EVP, Chief Financial Officer
Signature
/s/Catherine Gorecki by power of attorney filed 05/16/2019
Issuer symbol
PTC
Transactions as of
15 Nov 2022
Net transactions value
-$2,941,711
Form type
4
Filing time
17 Nov 2022, 17:00:32 UTC
Previous filing
18 Nov 2021
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +47,894 +122% $0.000000 87,298 15 Nov 2022 Direct
transaction PTC Common Stock Award $0 +4,890 +5.6% $0.000000 92,188 15 Nov 2022 Direct F1
transaction PTC Common Stock Tax liability $2,941,711 -22,284 -24% $132.01 69,904 15 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Award $0 +9,127 $0.000000 9,127 15 Nov 2022 Common Stock 9,127 Direct F3, F4, F15
transaction PTC Restricted Stock Units Options Exercise $0 -9,127 -100% $0.000000* 0 15 Nov 2022 Common Stock 9,127 Direct F3, F4, F15
transaction PTC Restricted Stock Units Options Exercise $0 -6,071 -100% $0.000000* 0 15 Nov 2022 Common Stock 6,071 Direct F3, F5, F15
transaction PTC Restricted Stock Units Award $0 +6,070 $0.000000 6,070 15 Nov 2022 Common Stock 6,070 Direct F3, F6, F15
transaction PTC Restricted Stock Units Options Exercise $0 -6,070 -100% $0.000000* 0 15 Nov 2022 Common Stock 6,070 Direct F3, F6, F15
transaction PTC Restricted Stock Units Award $0 +1,870 $0.000000 1,870 15 Nov 2022 Common Stock 1,870 Direct F3, F7, F15
transaction PTC Restricted Stock Units Options Exercise $0 -1,870 -100% $0.000000* 0 15 Nov 2022 Common Stock 1,870 Direct F3, F7, F15
transaction PTC Restricted Stock Units Options Exercise $0 -1,244 -100% $0.000000* 0 15 Nov 2022 Common Stock 1,244 Direct F3, F8, F15
transaction PTC Restricted Stock Units Award $0 +1,244 $0.000000 1,244 15 Nov 2022 Common Stock 1,244 Direct F3, F9, F15
transaction PTC Restricted Stock Units Options Exercise $0 -1,244 -100% $0.000000* 0 15 Nov 2022 Common Stock 1,244 Direct F3, F9, F15
transaction PTC Restricted Stock Units Options Exercise $0 -5,721 -50% $0.000000 5,721 15 Nov 2022 Common Stock 5,721 Direct F3, F10, F15
transaction PTC Restricted Stock Units Options Exercise $0 -4,385 -61% $0.000000 2,860 15 Nov 2022 Common Stock 4,385 Direct F3, F11, F15
transaction PTC Restricted Stock Units Options Exercise $0 -4,261 -60% $0.000000 2,860 15 Nov 2022 Common Stock 4,261 Direct F3, F12, F15
transaction PTC Restricted Stock Units Options Exercise $0 -3,373 -43% $0.000000 4,527 15 Nov 2022 Common Stock 3,373 Direct F3, F13, F15
transaction PTC Restricted Stock Units Options Exercise $0 -4,528 -33% $0.000000 9,054 15 Nov 2022 Common Stock 4,528 Direct F3, F14, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned under FY22 Corporate Incentive Plan.
F2 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
F3 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4 Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F5 RSUs granted on November 21, 2019 that vested on November 15, 2022.
F6 Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F7 Performance-based RSUs granted on May 18, 2020 that vested on November 15, 2022.
F8 RSUs granted on May 18, 2020 that vested on November 15, 2022.
F9 Performance-based RSUs granted on May 18, 2020 that vested on November 15, 2022.
F10 RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F11 Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F12 Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F13 Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.
F14 RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F15 This amount represents the total number of derivative securities beneficially owned of the class shown.