Kristian Talvitie - Nov 15, 2022 Form 4 Insider Report for PTC INC. (PTC)

Role
EVP, Chief Financial Officer
Signature
/s/Catherine Gorecki by power of attorney filed 05/16/2019
Stock symbol
PTC
Transactions as of
Nov 15, 2022
Transactions value $
-$2,941,711
Form type
4
Date filed
11/17/2022, 05:00 PM
Previous filing
Nov 18, 2021
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +47.9K +121.55% $0.00 87.3K Nov 15, 2022 Direct
transaction PTC Common Stock Award $0 +4.89K +5.6% $0.00 92.2K Nov 15, 2022 Direct F1
transaction PTC Common Stock Tax liability -$2.94M -22.3K -24.17% $132.01 69.9K Nov 15, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Award $0 +9.13K $0.00 9.13K Nov 15, 2022 Common Stock 9.13K Direct F3, F4, F15
transaction PTC Restricted Stock Units Options Exercise $0 -9.13K -100% $0.00* 0 Nov 15, 2022 Common Stock 9.13K Direct F3, F4, F15
transaction PTC Restricted Stock Units Options Exercise $0 -6.07K -100% $0.00* 0 Nov 15, 2022 Common Stock 6.07K Direct F3, F5, F15
transaction PTC Restricted Stock Units Award $0 +6.07K $0.00 6.07K Nov 15, 2022 Common Stock 6.07K Direct F3, F6, F15
transaction PTC Restricted Stock Units Options Exercise $0 -6.07K -100% $0.00* 0 Nov 15, 2022 Common Stock 6.07K Direct F3, F6, F15
transaction PTC Restricted Stock Units Award $0 +1.87K $0.00 1.87K Nov 15, 2022 Common Stock 1.87K Direct F3, F7, F15
transaction PTC Restricted Stock Units Options Exercise $0 -1.87K -100% $0.00* 0 Nov 15, 2022 Common Stock 1.87K Direct F3, F7, F15
transaction PTC Restricted Stock Units Options Exercise $0 -1.24K -100% $0.00* 0 Nov 15, 2022 Common Stock 1.24K Direct F3, F8, F15
transaction PTC Restricted Stock Units Award $0 +1.24K $0.00 1.24K Nov 15, 2022 Common Stock 1.24K Direct F3, F9, F15
transaction PTC Restricted Stock Units Options Exercise $0 -1.24K -100% $0.00* 0 Nov 15, 2022 Common Stock 1.24K Direct F3, F9, F15
transaction PTC Restricted Stock Units Options Exercise $0 -5.72K -50% $0.00 5.72K Nov 15, 2022 Common Stock 5.72K Direct F3, F10, F15
transaction PTC Restricted Stock Units Options Exercise $0 -4.39K -60.52% $0.00 2.86K Nov 15, 2022 Common Stock 4.39K Direct F3, F11, F15
transaction PTC Restricted Stock Units Options Exercise $0 -4.26K -59.84% $0.00 2.86K Nov 15, 2022 Common Stock 4.26K Direct F3, F12, F15
transaction PTC Restricted Stock Units Options Exercise $0 -3.37K -42.7% $0.00 4.53K Nov 15, 2022 Common Stock 3.37K Direct F3, F13, F15
transaction PTC Restricted Stock Units Options Exercise $0 -4.53K -33.34% $0.00 9.05K Nov 15, 2022 Common Stock 4.53K Direct F3, F14, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned under FY22 Corporate Incentive Plan.
F2 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
F3 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4 Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F5 RSUs granted on November 21, 2019 that vested on November 15, 2022.
F6 Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F7 Performance-based RSUs granted on May 18, 2020 that vested on November 15, 2022.
F8 RSUs granted on May 18, 2020 that vested on November 15, 2022.
F9 Performance-based RSUs granted on May 18, 2020 that vested on November 15, 2022.
F10 RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F11 Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F12 Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F13 Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.
F14 RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F15 This amount represents the total number of derivative securities beneficially owned of the class shown.