Jane Huang - 15 Jul 2021 Form 4 Insider Report for BeiGene, Ltd. (ONC)

Signature
/s/ Qing Nian, as Attorney-in-Fact
Issuer symbol
ONC
Transactions as of
15 Jul 2021
Net transactions value
-$3,895,769
Form type
4
Filing time
19 Jul 2021, 16:43:40 UTC
Previous filing
30 Jun 2021
Next filing
02 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BGNE American Depositary Shares Options Exercise $1,109,006 +6,914 $160.40 6,914 15 Jul 2021 Direct F1
transaction BGNE American Depositary Shares Options Exercise $1,059,367 +8,831 +128% $119.96 15,745 15 Jul 2021 Direct F1
transaction BGNE American Depositary Shares Options Exercise $916,630 +5,255 +33% $174.43 21,000 15 Jul 2021 Direct F1
transaction BGNE American Depositary Shares Sale $786,322 -2,379 -11% $330.53 18,621 15 Jul 2021 Direct F1, F2, F3
transaction BGNE American Depositary Shares Sale $2,164,250 -6,523 -35% $331.79 12,098 15 Jul 2021 Direct F1, F2, F4
transaction BGNE American Depositary Shares Sale $2,720,587 -8,177 -68% $332.71 3,921 15 Jul 2021 Direct F1, F2, F5
transaction BGNE American Depositary Shares Sale $941,861 -2,823 -72% $333.64 1,098 15 Jul 2021 Direct F1, F2, F6
transaction BGNE American Depositary Shares Sale $334,846 -1,000 -91% $334.85 98 15 Jul 2021 Direct F1, F2, F7
transaction BGNE American Depositary Shares Sale $32,904 -98 -100% $335.76 0 15 Jul 2021 Direct F1, F2
holding BGNE Ordinary Shares 298,661 15 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -89,882 -42% $0.000000 122,798 15 Jul 2021 Ordinary Shares 89,882 $12.34 Direct F8, F9
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -114,803 -25% $0.000000 347,776 15 Jul 2021 Ordinary Shares 114,803 $9.23 Direct F8, F10
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -68,315 -25% $0.000000 204,971 15 Jul 2021 Ordinary Shares 68,315 $13.42 Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depositary Share represents 13 Ordinary Shares.
F2 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.01 to $330.99, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.16 to $332.15, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.17 to $333.15, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.17 to $334.10, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.41 to $335.22, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F8 The number of securities underlying the option and the exercise price therefor are represented in ordinary shares.
F9 These securities vest over a four-year period as follows: 25% on June 26, 2019, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares are subject to accelerated vesting upon certain termination events following a change in control.
F10 These securities vest over a four-year period as follows: 25% on June 5, 2020, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares are subject to accelerated vesting upon certain termination events following a change in control.
F11 These securities vest over a four-year period as follows: 25% on June 17, 2021, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares are subject to accelerated vesting upon certain termination events following a change in control.