Jane Huang - Jul 15, 2021 Form 4 Insider Report for BeiGene, Ltd. (BGNE)

Signature
/s/ Qing Nian, as Attorney-in-Fact
Stock symbol
BGNE
Transactions as of
Jul 15, 2021
Transactions value $
-$3,895,769
Form type
4
Date filed
7/19/2021, 04:43 PM
Previous filing
Jun 30, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BGNE American Depositary Shares Options Exercise $1.11M +6.91K $160.40 6.91K Jul 15, 2021 Direct F1
transaction BGNE American Depositary Shares Options Exercise $1.06M +8.83K +127.73% $119.96 15.7K Jul 15, 2021 Direct F1
transaction BGNE American Depositary Shares Options Exercise $917K +5.26K +33.38% $174.43 21K Jul 15, 2021 Direct F1
transaction BGNE American Depositary Shares Sale -$786K -2.38K -11.33% $330.53 18.6K Jul 15, 2021 Direct F1, F2, F3
transaction BGNE American Depositary Shares Sale -$2.16M -6.52K -35.03% $331.79 12.1K Jul 15, 2021 Direct F1, F2, F4
transaction BGNE American Depositary Shares Sale -$2.72M -8.18K -67.59% $332.71 3.92K Jul 15, 2021 Direct F1, F2, F5
transaction BGNE American Depositary Shares Sale -$942K -2.82K -72% $333.64 1.1K Jul 15, 2021 Direct F1, F2, F6
transaction BGNE American Depositary Shares Sale -$335K -1K -91.07% $334.85 98 Jul 15, 2021 Direct F1, F2, F7
transaction BGNE American Depositary Shares Sale -$32.9K -98 -100% $335.76 0 Jul 15, 2021 Direct F1, F2
holding BGNE Ordinary Shares 299K Jul 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -89.9K -42.26% $0.00 123K Jul 15, 2021 Ordinary Shares 89.9K $12.34 Direct F8, F9
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -115K -24.82% $0.00 348K Jul 15, 2021 Ordinary Shares 115K $9.23 Direct F8, F10
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -68.3K -25% $0.00 205K Jul 15, 2021 Ordinary Shares 68.3K $13.42 Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depositary Share represents 13 Ordinary Shares.
F2 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.01 to $330.99, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.16 to $332.15, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.17 to $333.15, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.17 to $334.10, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.41 to $335.22, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F8 The number of securities underlying the option and the exercise price therefor are represented in ordinary shares.
F9 These securities vest over a four-year period as follows: 25% on June 26, 2019, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares are subject to accelerated vesting upon certain termination events following a change in control.
F10 These securities vest over a four-year period as follows: 25% on June 5, 2020, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares are subject to accelerated vesting upon certain termination events following a change in control.
F11 These securities vest over a four-year period as follows: 25% on June 17, 2021, and the remaining in 36 successive equal monthly installments, subject to continued service. Unvested shares are subject to accelerated vesting upon certain termination events following a change in control.