Jane Huang - Jun 28, 2021 Form 4 Insider Report for BeiGene, Ltd. (BGNE)

Signature
/s/ Qing Nian, as Attorney-in-Fact
Stock symbol
BGNE
Transactions as of
Jun 28, 2021
Transactions value $
-$639,088
Form type
4
Date filed
6/30/2021, 04:49 PM
Previous filing
Jun 21, 2021
Next filing
Jul 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BGNE American Depositary Shares Sale -$155K -425 -100% $365.00 0 Jun 28, 2021 Direct F1, F2
transaction BGNE American Depositary Shares Options Exercise $44.2K +1.5K $29.49* 1.5K Jun 29, 2021 Direct F1
transaction BGNE American Depositary Shares Sale -$104K -300 -20% $347.63 1.2K Jun 29, 2021 Direct F1, F3, F4
transaction BGNE American Depositary Shares Sale -$34.9K -100 -8.33% $349.22 1.1K Jun 29, 2021 Direct F1, F3
transaction BGNE American Depositary Shares Sale -$140K -400 -36.36% $351.06 700 Jun 29, 2021 Direct F1, F3, F5
transaction BGNE American Depositary Shares Sale -$70.6K -200 -28.57% $352.95 500 Jun 29, 2021 Direct F1, F3, F6
transaction BGNE American Depositary Shares Sale -$107K -300 -60% $355.26 200 Jun 29, 2021 Direct F1, F3, F7
transaction BGNE American Depositary Shares Sale -$71.4K -200 -100% $356.98 0 Jun 29, 2021 Direct F1, F3, F8
holding BGNE Ordinary Shares 299K Jun 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BGNE Share Option (Right to Buy) Options Exercise $0 -19.5K -8.59% $0.00 208K Jun 29, 2021 Ordinary Shares 19.5K $2.27 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depositary Share represents 13 Ordinary Shares.
F2 The sale was effected pursuant to a mandatory tax withholding provision in the Reporting Person's restricted share unit award agreement in connection with the vesting of a restricted share unit award previously granted to the Reporting Person. 1/4th of the securities will vest on each anniversary of June 26, 2018, subject to continued service. Unvested securities are subject to accelerated vesting upon certain termination events following a change in control.
F3 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2019.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.45 to $347.72, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.74 to $351.30, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.48 to $353.41, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.03 to $355.38, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.82 to $357.13, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
F9 The number of securities underlying each option and the exercise price therefor are represented in ordinary shares.
F10 These securities vest over a four-year period as follows: 25% on the first anniversary of September 2, 2016 with the remaining shares vesting in 36 equal successive monthly installments thereafter, subject to continued service. All unvested shares subject to this option are subject to accelerated vesting upon certain termination events.