Michael Scarpelli - Oct 13, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Oct 13, 2021
Transactions value $
-$18,817,218
Form type
4
Date filed
10/15/2021, 05:53 PM
Previous filing
Sep 10, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $533K +60K +48.04% $8.88* 185K Oct 13, 2021 Direct
transaction SNOW Class A Common Stock Sale -$693K -2.2K -1.19% $315.18 183K Oct 13, 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale -$792K -2.5K -1.37% $316.76 180K Oct 13, 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale -$1.08M -3.4K -1.89% $317.58 177K Oct 13, 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale -$1.34M -4.2K -2.38% $318.74 173K Oct 13, 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale -$448K -1.4K -0.81% $319.82 171K Oct 13, 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale -$989K -3.08K -1.8% $320.90 168K Oct 13, 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale -$4.78M -14.8K -8.83% $321.92 153K Oct 13, 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale -$2.89M -8.95K -5.84% $322.93 144K Oct 13, 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale -$1.04M -3.22K -2.23% $323.81 141K Oct 13, 2021 Direct F1, F10
transaction SNOW Class A Common Stock Sale -$658K -2.02K -1.43% $325.13 139K Oct 13, 2021 Direct F1, F11
transaction SNOW Class A Common Stock Sale -$1.45M -4.45K -3.2% $326.17 135K Oct 13, 2021 Direct F1, F12
transaction SNOW Class A Common Stock Sale -$1.66M -5.07K -3.76% $327.03 130K Oct 13, 2021 Direct F1, F13
transaction SNOW Class A Common Stock Sale -$1.28M -3.89K -3% $328.24 126K Oct 13, 2021 Direct F1, F14
transaction SNOW Class A Common Stock Sale -$257K -780 -0.62% $329.38 125K Oct 13, 2021 Direct F1, F15
holding SNOW Class A Common Stock 589K Oct 13, 2021 Trust F16, F17
holding SNOW Class A Common Stock 167K Oct 13, 2021 Trust F18, F19
holding SNOW Class A Common Stock 9.69K Oct 13, 2021 Trust F20
holding SNOW Class A Common Stock 2.76K Oct 13, 2021 Trust F21
holding SNOW Class A Common Stock 2.76K Oct 13, 2021 Trust F22
holding SNOW Class A Common Stock 9.69K Oct 13, 2021 Trust F23
holding SNOW Class A Common Stock 2.76K Oct 13, 2021 Trust F24
holding SNOW Class A Common Stock 9.69K Oct 13, 2021 Trust F25

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -60K -1.82% $0.00 3.24M Oct 13, 2021 Class A Common Stock 60K $8.88 Direct F26
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.85 to $315.59, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $316.185 to $317.06, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $317.20 to $318.17, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $318.21 to $319.055, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $319.30 to $320.28, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $320.33 to $321.33, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $321.40 to $322.37, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $322.41 to $323.40, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $323.43 to $324.36, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $324.59 to $325.57, inclusive.
F12 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $325.66 to $326.66, inclusive.
F13 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $326.68 to $327.67, inclusive.
F14 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $327.73 to $328.73, inclusive.
F15 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $328.76 to $329.65, inclusive.
F16 Reflects the distribution of 6,108 shares from the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust to the Reporting Person as an annuity payment on September 14, 2021.
F17 The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
F18 Reflects the transfer of 6,108 shares from the Reporting Person to the Scarpelli Family Trust on September 29, 2021.
F19 The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.
F20 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F21 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F22 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F23 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F24 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F25 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.
F26 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.