Michael Scarpelli - Nov 10, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Nov 10, 2021
Transactions value $
-$21,407,884
Form type
4
Date filed
11/12/2021, 07:05 PM
Previous filing
Oct 15, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $533K +60K +48.04% $8.88* 185K Nov 10, 2021 Direct
transaction SNOW Class A Common Stock Sale -$611K -1.7K -0.92% $359.54 183K Nov 10, 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale -$2.16M -5.97K -3.26% $360.99 177K Nov 10, 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale -$2.8M -7.75K -4.37% $361.84 169K Nov 10, 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale -$1.87M -5.15K -3.04% $362.78 164K Nov 10, 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale -$1.19M -3.27K -1.99% $363.82 161K Nov 10, 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale -$719K -1.97K -1.22% $365.05 159K Nov 10, 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale -$2.67M -7.29K -4.58% $366.18 152K Nov 10, 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale -$2.89M -7.88K -5.19% $367.14 144K Nov 10, 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale -$1.64M -4.45K -3.09% $368.09 139K Nov 10, 2021 Direct F1, F10
transaction SNOW Class A Common Stock Sale -$2.72M -7.37K -5.28% $369.56 132K Nov 10, 2021 Direct F1, F11
transaction SNOW Class A Common Stock Sale -$2.13M -5.76K -4.36% $370.43 126K Nov 10, 2021 Direct F1, F12
transaction SNOW Class A Common Stock Sale -$423K -1.14K -0.9% $371.43 125K Nov 10, 2021 Direct F1, F13
transaction SNOW Class A Common Stock Sale -$112K -300 -0.24% $372.10 125K Nov 10, 2021 Direct F1
holding SNOW Class A Common Stock 589K Nov 10, 2021 Trust F14
holding SNOW Class A Common Stock 167K Nov 10, 2021 Trust F15
holding SNOW Class A Common Stock 9.69K Nov 10, 2021 Trust F16
holding SNOW Class A Common Stock 2.76K Nov 10, 2021 Trust F17
holding SNOW Class A Common Stock 9.69K Nov 10, 2021 Trust F18
holding SNOW Class A Common Stock 2.76K Nov 10, 2021 Trust F19
holding SNOW Class A Common Stock 9.69K Nov 10, 2021 Trust F20
holding SNOW Class A Common Stock 2.76K Nov 10, 2021 Trust F21

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -60K -1.85% $0.00 3.18M Nov 10, 2021 Class A Common Stock 60K $8.88 Direct F22
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $359.06 to $360.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $360.37 to $361.335, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $361.38 to $362.36, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $362.40 to $363.40, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $363.41 to $364.11, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $364.60 to $365.45, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $365.66 to $366.64, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $366.72 to $367.68, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $367.75 to $368.71, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $368.92 to $369.91, inclusive.
F12 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $369.99 to $370.98, inclusive.
F13 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $371.06 to $371.99, inclusive.
F14 The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
F15 The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.
F16 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F17 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F18 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F19 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F20 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.
F21 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F22 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.