Michael Scarpelli - Sep 8, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role
Chief Financial Officer
Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Sep 8, 2021
Transactions value $
-$18,359,287
Form type
4
Date filed
9/10/2021, 08:48 PM
Previous filing
Jun 29, 2021
Next filing
Oct 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $533K +60K +48.04% $8.88* 185K Sep 8, 2021 Direct
transaction SNOW Class A Common Stock Sale -$453K -1.46K -0.79% $309.94 183K Sep 8, 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale -$1.38M -4.45K -2.42% $310.86 179K Sep 8, 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale -$2.11M -6.75K -3.77% $311.81 172K Sep 8, 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale -$3.91M -12.5K -7.26% $313.04 160K Sep 8, 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale -$3.24M -10.3K -6.46% $313.85 149K Sep 8, 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale -$348K -1.11K -0.74% $314.65 148K Sep 8, 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale -$443K -1.4K -0.94% $316.27 147K Sep 8, 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale -$1.99M -6.28K -4.28% $317.37 141K Sep 8, 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale -$2.6M -8.16K -5.8% $318.40 132K Sep 8, 2021 Direct F1, F10
transaction SNOW Class A Common Stock Sale -$2.42M -7.57K -5.72% $319.19 125K Sep 8, 2021 Direct F1, F11
holding SNOW Class A Common Stock 161K Sep 8, 2021 Trust F12
holding SNOW Class A Common Stock 596K Sep 8, 2021 Trust F13
holding SNOW Class A Common Stock 2.76K Sep 8, 2021 Trust F14
holding SNOW Class A Common Stock 9.69K Sep 8, 2021 Trust F15
holding SNOW Class A Common Stock 2.76K Sep 8, 2021 Trust F16
holding SNOW Class A Common Stock 9.69K Sep 8, 2021 Trust F17
holding SNOW Class A Common Stock 2.76K Sep 8, 2021 Trust F18
holding SNOW Class A Common Stock 9.69K Sep 8, 2021 Trust F19

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -60K -1.79% $0.00 3.3M Sep 8, 2021 Class A Common Stock 60K $8.88 Direct F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $309.31 to $310.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $310.37 to $311.25, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $311.42 to $312.34, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $312.43 to $313.43, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $313.48 to $314.38, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.50 to $314.86, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $315.61 to $316.61, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $316.83 to $317.765, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $317.86 to $318.86, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $318.87 to $319.78, inclusive.
F12 The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.
F13 The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
F14 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F15 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F16 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F17 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F18 The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.
F19 The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.
F20 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.