Corey E. Thomas - 24 Mar 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role: Director
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Issuer symbol: LPLA
Transactions as of: 24 Mar 2026
Net transactions value: $0
Form type: 4
Filing time: 26 Mar 2026, 16:20:55 UTC
Previous filing: 18 Feb 2026
Next filing: 01 Apr 2026
SEC: View on sec.gov

Quoteable Key Fact

"Corey E. Thomas filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 26 Mar 2026."

Quick Takeaways

This page summarizes Corey E. Thomas's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Filing timestamp: 26 Mar 2026, 16:20.

What Changed

Previous filing in this sequence was filed on 18 Feb 2026.
Current net transaction value: $0.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reporting Owners (1)

CIK 0001647486 Primary reporting owner

Thomas Corey E.

Relationship: Director
Address: C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 26 Mar 2026

Transactions Table

LPLA transaction

Common Stock

Award

Transaction value
Shares: +7
Change %: +0.05%
Price: $0.000000^*
Shares after: 13,841
Date: 24 Mar 2026
Ownership: Direct
Footnotes: F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Content

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Remarks:

The signatory is signing on behalf of Corey E. Thomas pursuant to a Power of Attorney dated November 25, 2024.