Peter Mathison Downs - 31 Dec 2025 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
15 Jan 2026, 16:10:30 UTC
Prior SEC filing
02 Jun 2025
Next SEC filing
16 Jan 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Peter Downs

Key filing fact

Peter Mathison Downs filed Form 5 for NewtekOne, Inc. (NEWT) on 15 Jan 2026.

Key facts

  • This page summarizes Peter Mathison Downs's Form 5 filing for NewtekOne, Inc. (NEWT).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Jan 2026, 16:10.

Change

  • Previous filing in this sequence was filed on 02 Jun 2025.
  • Current net transaction value: -$120,057.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reporting Owners (1)

CIK 0001624862 Primary reporting owner

Downs Peter Mathison

Relationship
President, Newtek Bank, Director
Address
4800 T REX AVENUE, SUITE 120, BOCA RATON
Signature
Peter Downs
Signature date
15 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEWT transaction

Common Stock

Purchase

Transaction value
$7,927
Shares
+653
Change %
+0.78%
Price
$12.14
Shares after
84,060
Date
13 Jan 2025
Ownership
Direct
Footnotes
F1
NEWT transaction

Common Stock

Purchase

Transaction value
$8,050
Shares
+774
Change %
+0.93%
Price
$10.40
Shares after
84,060
Date
30 Apr 2025
Ownership
Direct
Footnotes
F1
NEWT transaction

Common Stock

Purchase

Transaction value
$8,197
Shares
+714
Change %
+0.86%
Price
$11.48
Shares after
84,060
Date
21 Jul 2025
Ownership
Direct
Footnotes
F1
NEWT transaction

Common Stock

Tax liability

Transaction value
$101,736
Shares
-8,401
Change %
-9.1%
Price
$12.11
Shares after
84,060
Date
15 Aug 2025
Ownership
Direct
Footnotes
F2
NEWT transaction

Common Stock

Tax liability

Transaction value
$44,583
Shares
-4,053
Change %
-4.6%
Price
$11.00
Shares after
84,060
Date
15 Oct 2025
Ownership
Direct
Footnotes
F3
NEWT transaction

Common Stock

Purchase

Transaction value
$2,088
Shares
+189
Change %
+0.23%
Price
$11.05
Shares after
84,060
Date
24 Oct 2025
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Footnote F2

Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Footnote F3

Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

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