Carlos M. Sepulveda - Nov 28, 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Nov 28, 2023
Transactions value $
$0
Form type
4
Date filed
11/30/2023, 05:29 PM
Previous filing
Nov 22, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Gift $0 -5K -1.3% $0.00 380K Nov 28, 2023 Direct F1, F2
holding TFIN Depository Shares 12.8K Nov 28, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift by the reporting person to a 501(c)(3) charitable organization
F2 Consists of (i) 237,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
F3 Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.