Carlos M. Sepulveda - Dec 14, 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Dec 14, 2023
Transactions value $
-$1,027,350
Form type
4
Date filed
12/15/2023, 04:01 PM
Previous filing
Nov 30, 2023
Next filing
Feb 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Sale -$1.03M -13.5K -3.55% $76.10 367K Dec 14, 2023 Direct F1, F2
holding TFIN Depository Shares 12.8K Dec 14, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2 Consists of (i) 224,399 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
F3 Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.