Carlos M. Sepulveda - 21 Nov 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
21 Nov 2023
Net transactions value
-$1,506,505
Form type
4
Filing time
22 Nov 2023, 16:01:16 UTC
Previous filing
27 Oct 2023
Next filing
30 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Sale $1,506,505 -21,500 -5.3% $70.07 385,125 21 Nov 2023 Direct F1, F2
holding TFIN Depository Shares 12,798 21 Nov 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
F3 Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.