C. Todd Sparks - 03 Jul 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
03 Jul 2023
Net transactions value
$0
Form type
4
Filing time
06 Jul 2023, 16:26:04 UTC
Previous filing
03 Feb 2023
Next filing
02 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +571 +1.3% $0.000000 44,405 03 Jul 2023 Direct F1
holding TFIN Common Stock 122,119 03 Jul 2023 By SBS Equity, LLC F2
holding TFIN Common Stock 4,000 03 Jul 2023 C. Todd Sparks FLP F2
holding TFIN Common Stock 1,730 03 Jul 2023 By Spouse F2
holding TFIN Common Stock 14,910 03 Jul 2023 By Sparco Market Fund F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2 Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.