C. Todd Sparks - Feb 1, 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Feb 1, 2023
Transactions value $
$0
Form type
4
Date filed
2/3/2023, 03:06 PM
Previous filing
Jan 31, 2023
Next filing
Jul 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +600 +1.39% $0.00 43.8K Feb 1, 2023 Direct F1
holding TFIN Common Stock 122K Feb 1, 2023 By SBS Equity LLC F2
holding TFIN Common Stock 14.9K Feb 1, 2023 By Sparco Market Fund F2
holding TFIN Common Stock 1.73K Feb 1, 2023 By Spouse F2
holding TFIN Common Stock 4K Feb 1, 2023 C. Todd Sparks FLP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2 Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.