C. Todd Sparks - Feb 1, 2024 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Feb 1, 2024
Transactions value $
$0
Form type
4
Date filed
2/2/2024, 04:09 PM
Previous filing
Jul 6, 2023
Next filing
Jul 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +538 +1.21% $0.00 44.9K Feb 1, 2024 Direct F1, F2
holding TFIN Common Stock 122K Feb 1, 2024 By SBS Equity LLC F3
holding TFIN Common Stock 14.9K Feb 1, 2024 By Sparco Market Fund F3
holding TFIN Common Stock 1.73K Feb 1, 2024 By Spouse F4
holding TFIN Common Stock 4K Feb 1, 2024 C. Todd Sparks FLP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2 Consists of (i) 44,943 shares beneficially owned by reporting person.
F3 Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
F4 Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.