James Cacioppo - Jun 27, 2023 Form 4 Insider Report for Jushi Holdings Inc. (JUSHF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Louis Jon Barack, attorney-in-fact
Stock symbol
JUSHF
Transactions as of
Jun 27, 2023
Transactions value $
$0
Form type
4
Date filed
6/30/2023, 04:28 PM
Previous filing
Dec 15, 2022
Next filing
Sep 1, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JUSHF Warrant (right to buy) Disposed to Issuer -719K -2.24% 31.4M Jun 27, 2023 Subordinate Voting Shares 719K $2.09 Serpentine Capital Management II, LLC F1
transaction JUSHF Warrant (right to buy) Award +719K +2.29% 32.1M Jun 27, 2023 Subordinate Voting Shares 719K $1.00 Serpentine Capital Management II, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.