James Cacioppo - 08 Dec 2022 Form 4 Insider Report for Jushi Holdings Inc. (JUSHF)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: JUSHF
Reported as of: 08 Dec 2022
Net transaction value: +$6,750,001
SEC form: 4
Accepted by SEC: 15 Dec 2022, 15:46:06 UTC
Prior SEC filing: 01 Feb 2023
Next SEC filing: 30 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ James Cacioppo

Key filing fact

James Cacioppo filed Form 4 for Jushi Holdings Inc. (JUSHF) on 15 Dec 2022.

Key facts

This page summarizes James Cacioppo's Form 4 filing for Jushi Holdings Inc. (JUSHF).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 15 Dec 2022, 15:46.

Change

Previous filing in this sequence was filed on 01 Feb 2023.
Current net transaction value: +$6,750,001.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JUSHF transaction Derivative

Warrant (right to buy)

Award

Transaction value: $1,500,001
Shares: +719,080
Change %: +2.5%
Price: $2.09^*
Shares after: 29,114,080
Date: 08 Dec 2022
Ownership: Serpentine Capital Management II, LLC
Underlying class: Subordinate Voting Shares
Underlying amount: 719,080
Exercise price: $2.09

JUSHF transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $5,250,000
Shares: +3,000,000
Change %: +10%
Price: $1.75
Shares after: 32,114,080
Date: 09 Dec 2022
Ownership: Direct
Underlying class: Subordinate Voting Shares
Underlying amount: 3,000,000
Exercise price: $1.75
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

1/3 of the total number of the shares subject to the Option vests on January 1, 2023, 1/3 vests January 1, 2024 and 1/3 vests January 1, 2025 subject to the terms of his employment agreement.