James Cacioppo - Dec 8, 2022 Form 4 Insider Report for Jushi Holdings Inc. (JUSHF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ James Cacioppo
Stock symbol
JUSHF
Transactions as of
Dec 8, 2022
Transactions value $
$6,750,001
Form type
4
Date filed
12/15/2022, 03:46 PM
Previous filing
Feb 1, 2023
Next filing
Jun 30, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JUSHF Warrant (right to buy) Award $1.5M +719K +2.53% $2.09* 29.1M Dec 8, 2022 Subordinate Voting Shares 719K $2.09 Serpentine Capital Management II, LLC
transaction JUSHF Stock Option (right to buy) Award $5.25M +3M +10.3% $1.75 32.1M Dec 9, 2022 Subordinate Voting Shares 3M $1.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/3 of the total number of the shares subject to the Option vests on January 1, 2023, 1/3 vests January 1, 2024 and 1/3 vests January 1, 2025 subject to the terms of his employment agreement.