James Cacioppo - 01 Sep 2023 Form 4 Insider Report for Jushi Holdings Inc. (JUSHF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Louis Jon Barack, attorney-in-fact
Issuer symbol
JUSHF
Transactions as of
01 Sep 2023
Net transactions value
+$375,000
Form type
4
Filing time
01 Sep 2023, 17:45:16 UTC
Previous filing
30 Jun 2023
Next filing
04 Dec 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JUSHF Warrant (right to buy) Award $375,000 +551,471 +1.7% $0.6800 32,665,551 01 Sep 2023 Subordinate Voting Shares 551,471 $0.6800 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subsequent to Mr. Cacioppo's last report, indirect ownership of 160,000 warrants to purchase subordinate voting shares of the Issuer were transferred from One East Management Services, LLC to One East Capital Advisors, LP. Such transfer only effected a change in the form of beneficial ownership and did not change Mr. Cacioppo's pecuniary interest in the subject securities.