Todd Ritterbusch - 24 May 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Signature
Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
24 May 2023
Net transactions value
+$17,940
Form type
4
Filing time
26 May 2023, 16:09:22 UTC
Previous filing
03 May 2023
Next filing
07 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Depository Shares Purchase $17,940 +1,000 +5% $17.94 21,000 24 May 2023 Direct F1, F2
holding TFIN Common Stock 18,974 24 May 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
F2 $17.94 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 Consists of (i) 16,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.