Todd Ritterbusch - 05 Dec 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
President - TBK Bank, SSB
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
05 Dec 2023
Net transactions value
-$141,540
Form type
4
Filing time
07 Dec 2023, 16:02:18 UTC
Previous filing
26 May 2023
Next filing
03 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Sale $141,540 -2,000 -11% $70.77 16,974 05 Dec 2023 Direct F1, F2
holding TFIN Depository Shares 21,000 05 Dec 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2 Consists of (i) 14,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F3 Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.