Todd Ritterbusch - Dec 5, 2023 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Dec 5, 2023
Transactions value $
-$141,540
Form type
4
Date filed
12/7/2023, 04:02 PM
Previous filing
May 26, 2023
Next filing
May 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Sale -$142K -2K -10.54% $70.77 17K Dec 5, 2023 Direct F1, F2
holding TFIN Depository Shares 21K Dec 5, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2 Consists of (i) 14,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F3 Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.