Key facts
- This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 11 Apr 2023, 18:11.
Ichiro Aoki - 07 Apr 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- President, Director
- Issuer ticker
- INDI
- Reported as of
- 07 Apr 2023
- Net transaction value
- -$29,804
- SEC form
- 4
- Accepted by SEC
- 11 Apr 2023, 18:11:26 UTC
- Prior SEC filing
- 05 Jan 2023
- Next SEC filing
- 17 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 11 Apr 2023.
Change
- Previous filing in this sequence was filed on 05 Jan 2023.
- Current net transaction value: -$29,804.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,068
- Change %
- +503%
- Price
- $0.000000
- Shares after
- 9,671
- Date
- 07 Apr 2023
- Ownership
- Direct
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $29,804
- Shares
- -3,330
- Change %
- -34%
- Price
- $8.95
- Shares after
- 6,341
- Date
- 10 Apr 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +8,068
- Change %
- Price
- $0.000000
- Shares after
- 8,068
- Date
- 07 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,068
- Exercise price
- Footnotes
- F2, F3
INDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,068
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,068
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F3
Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.