Key facts
- This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 05 Jan 2023, 16:10.
Ichiro Aoki - 03 Jan 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- President, Director
- Issuer ticker
- INDI
- Reported as of
- 03 Jan 2023
- Net transaction value
- -$3,814
- SEC form
- 4
- Accepted by SEC
- 05 Jan 2023, 16:10:30 UTC
- Prior SEC filing
- 02 Sep 2022
- Next SEC filing
- 11 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 05 Jan 2023.
Change
- Previous filing in this sequence was filed on 02 Sep 2022.
- Current net transaction value: -$3,814.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,586
- Change %
- +237%
- Price
- $0.000000
- Shares after
- 2,255
- Date
- 03 Jan 2023
- Ownership
- Direct
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $3,814
- Shares
- -652
- Change %
- -29%
- Price
- $5.85
- Shares after
- 1,603
- Date
- 04 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
INDI
holding
Class V Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,689,362
- Date
- 03 Jan 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +37,500
- Change %
- Price
- $0.000000
- Shares after
- 37,500
- Date
- 03 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 37,500
- Exercise price
- Footnotes
- F2, F3
INDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,586
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 4,760
- Date
- 03 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,586
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F3
The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.