Key facts
- This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 May 2023, 19:13.
Ichiro Aoki - 15 May 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- President, Director
- Issuer ticker
- INDI
- Reported as of
- 15 May 2023
- Net transaction value
- -$811,000
- SEC form
- 4
- Accepted by SEC
- 17 May 2023, 19:13:54 UTC
- Prior SEC filing
- 11 Apr 2023
- Next SEC filing
- 19 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 17 May 2023.
Change
- Previous filing in this sequence was filed on 11 Apr 2023.
- Current net transaction value: -$811,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class V Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -100,000
- Change %
- -1.8%
- Price
- $0.000000
- Shares after
- 5,589,362
- Date
- 15 May 2023
- Ownership
- Direct
- Footnotes
- F1
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +100,000
- Change %
- +1577%
- Price
- $0.000000
- Shares after
- 106,341
- Date
- 15 May 2023
- Ownership
- Direct
- Footnotes
- F2
INDI
transaction
Class A Common Stock
Sale
- Transaction value
- $811,000
- Shares
- -100,000
- Change %
- -94%
- Price
- $8.11
- Shares after
- 6,341
- Date
- 15 May 2023
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
ADK Class A Units
Options Exercise
- Transaction value
- $0
- Shares
- -100,000
- Change %
- -1.8%
- Price
- $0.000000
- Shares after
- 5,589,362
- Date
- 15 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 100,000
- Exercise price
- $0.000000
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
Footnote F2
Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
Footnote F3
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.04 to $8.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Footnote F4
N/A