Craig E. Evans - 21 Feb 2023 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Kelly F. Goodman, by power of attorney for Craig E. Evans
Issuer symbol
GWH
Transactions as of
21 Feb 2023
Net transactions value
-$11,293
Form type
4
Filing time
23 Feb 2023, 15:09:40 UTC
Previous filing
22 Nov 2022
Next filing
14 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Sale $11,293 -5,536 -0.1% $2.04 5,561,524 21 Feb 2023 Direct F1, F2
transaction GWH Common Stock Sale $0 -4,915 -0.21% $0.000000 2,392,174 21 Feb 2023 See Footnote. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
F2 A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 The shares are held directly by Julia Song. The reporting persons are husband and wife.