Craig E. Evans - Feb 21, 2023 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role: President, Director
Signature: /s/ Kelly F. Goodman, by power of attorney for Craig E. Evans
Stock symbol: GWH
Transactions as of: Feb 21, 2023
Transactions value $: -$11,293
Form type: 4
Date filed: 2/23/2023, 03:09 PM
Previous filing: Nov 22, 2022
Next filing: Mar 14, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GWH	Common Stock	Sale	-$11.3K	-5.54K	-0.1%	$2.04	5.56M	Feb 21, 2023	Direct	F1, F2
transaction	GWH	Common Stock	Sale	$0	-4.92K	-0.21%	$0.00	2.39M	Feb 21, 2023	See Footnote.	F1, F2, F3

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
F2	A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3	The shares are held directly by Julia Song. The reporting persons are husband and wife.