Key facts
- This page summarizes Craig E. Evans's Form 4 filing for ESS Tech, Inc. (GWH).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Feb 2023, 15:09.
Craig E. Evans - 21 Feb 2023 Form 4 Insider Report for ESS Tech, Inc. (GWH)
- Reporting relationship
- President, Director
- Issuer ticker
- GWH
- Reported as of
- 21 Feb 2023
- Net transaction value
- -$11,293
- SEC form
- 4
- Accepted by SEC
- 23 Feb 2023, 15:09:40 UTC
- Prior SEC filing
- 22 Nov 2022
- Next SEC filing
- 14 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kelly F. Goodman, by power of attorney for Craig E. Evans
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Craig E. Evans filed Form 4 for ESS Tech, Inc. (GWH) on 23 Feb 2023.
Change
- Previous filing in this sequence was filed on 22 Nov 2022.
- Current net transaction value: -$11,293.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWH
transaction
Common Stock
Sale
- Transaction value
- $11,293
- Shares
- -5,536
- Change %
- -0.1%
- Price
- $2.04
- Shares after
- 5,561,524
- Date
- 21 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
GWH
transaction
Common Stock
Sale
- Transaction value
- $0
- Shares
- -4,915
- Change %
- -0.21%
- Price
- $0.000000
- Shares after
- 2,392,174
- Date
- 21 Feb 2023
- Ownership
- See Footnote.
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
Footnote F2
A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Footnote F3
The shares are held directly by Julia Song. The reporting persons are husband and wife.