Craig E. Evans - 21 Feb 2023 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Reporting owner
Role
President, Director
Signature
/s/ Kelly F. Goodman, by power of attorney for Craig E. Evans
Issuer context
Issuer symbol
GWH
Transaction snapshot
Transactions as of
21 Feb 2023
Net transaction value
-$11,293
SEC evidence
Form type
4
Filing time
23 Feb 2023, 15:09:40 UTC
Previous filing
22 Nov 2022
Next filing
14 Mar 2023
SEC filing
View on sec.gov

Key filing fact

Craig E. Evans filed Form 4 for ESS Tech, Inc. (GWH) on 23 Feb 2023.

Key facts

  • This page summarizes Craig E. Evans's Form 4 filing for ESS Tech, Inc. (GWH).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Filing timestamp: 23 Feb 2023, 15:09.

Change

  • Previous filing in this sequence was filed on 22 Nov 2022.
  • Current net transaction value: -$11,293.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported transactions

GWH transaction

Common Stock

Sale

Transaction value
$11,293
Shares
-5,536
Change %
-0.1%
Price
$2.04
Shares after
5,561,524
Date
21 Feb 2023
Ownership
Direct
Footnotes
F1, F2
GWH transaction

Common Stock

Sale

Transaction value
$0
Shares
-4,915
Change %
-0.21%
Price
$0.000000
Shares after
2,392,174
Date
21 Feb 2023
Ownership
See Footnote.
Footnotes
F1, F2, F3
* indicates a reported price that failed the local validity check.

Explanation of Responses:

Id Content
F1 The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
F2 A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 The shares are held directly by Julia Song. The reporting persons are husband and wife.
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