Craig E. Evans - Nov 18, 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Kelly F. Goodman, by power of attorney for Craig E. Evans
Stock symbol
GWH
Transactions as of
Nov 18, 2022
Transactions value $
-$428,248
Form type
4
Date filed
11/22/2022, 01:20 PM
Previous filing
Oct 19, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Sale -$197K -50K -2.04% $3.93 2.4M Nov 18, 2022 See Footnote. F1, F2
transaction GWH Common Stock Sale -$176K -50K -0.89% $3.52 5.59M Nov 21, 2022 Direct F3
transaction GWH Common Stock Sale -$24.2K -6.35K -0.26% $3.82 2.4M Nov 21, 2022 See Footnote. F2, F4
transaction GWH Common Stock Sale -$31.4K -8.22K -0.15% $3.82 5.58M Nov 21, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2 The shares are held directly by Julia Song. The reporting persons are husband and wife.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.