Key facts
- This page summarizes Craig E. Evans's Form 4 filing for ESS Tech, Inc. (GWH).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 22 Nov 2022, 13:20.
Craig E. Evans - 18 Nov 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)
- Reporting relationship
- President, Director
- Issuer ticker
- GWH
- Reported as of
- 18 Nov 2022
- Net transaction value
- -$428,248
- SEC form
- 4
- Accepted by SEC
- 22 Nov 2022, 13:20:22 UTC
- Prior SEC filing
- 19 Oct 2022
- Next SEC filing
- 23 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kelly F. Goodman, by power of attorney for Craig E. Evans
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Craig E. Evans filed Form 4 for ESS Tech, Inc. (GWH) on 22 Nov 2022.
Change
- Previous filing in this sequence was filed on 19 Oct 2022.
- Current net transaction value: -$428,248.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWH
transaction
Common Stock
Sale
- Transaction value
- $196,685
- Shares
- -50,000
- Change %
- -2%
- Price
- $3.93
- Shares after
- 2,403,439
- Date
- 18 Nov 2022
- Ownership
- See Footnote.
- Footnotes
- F1, F2
GWH
transaction
Common Stock
Sale
- Transaction value
- $175,935
- Shares
- -50,000
- Change %
- -0.89%
- Price
- $3.52
- Shares after
- 5,591,617
- Date
- 21 Nov 2022
- Ownership
- Direct
- Footnotes
- F3
GWH
transaction
Common Stock
Sale
- Transaction value
- $24,249
- Shares
- -6,350
- Change %
- -0.26%
- Price
- $3.82
- Shares after
- 2,397,089
- Date
- 21 Nov 2022
- Ownership
- See Footnote.
- Footnotes
- F2, F4
GWH
transaction
Common Stock
Sale
- Transaction value
- $31,379
- Shares
- -8,217
- Change %
- -0.15%
- Price
- $3.82
- Shares after
- 5,583,400
- Date
- 21 Nov 2022
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Footnote F2
The shares are held directly by Julia Song. The reporting persons are husband and wife.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Footnote F4
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.