James Cacioppo - 12 Aug 2022 Form 3/A - Amendment Insider Report for Jushi Holdings Inc. (JUSHF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Louis Jon Barack, attorney-in-fact
Issuer symbol
JUSHF
Transactions as of
12 Aug 2022
Net transactions value
$0
Form type
3/A - Amendment
Filing time
01 Feb 2023, 15:37:25 UTC
Date Of Original Report
12 Aug 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding JUSHF Subordinate Voting Shares 4,519,627 12 Aug 2022 Direct F1
holding JUSHF Subordinate Voting Shares 2,500,000 12 Aug 2022 OEP Opportunities, L.P.
holding JUSHF Subordinate Voting Shares 1,400,000 12 Aug 2022 One East Capital Advisors, L.P.
holding JUSHF Subordinate Voting Shares 2,703,350 12 Aug 2022 One East Partners L.P. F1
holding JUSHF Subordinate Voting Shares 795,488 12 Aug 2022 ST2 LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding JUSHF Stock Option (right to buy) 12 Aug 2022 Subordinate Voting Shares 80,000 $3.91 Direct F2
holding JUSHF Stock Option (right to buy) 12 Aug 2022 Subordinate Voting Shares 2,385,000 $2.00 Direct
holding JUSHF Stock Option (right to buy) 12 Aug 2022 Subordinate Voting Shares 3,000,000 $1.93 Direct F3
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 2,500,000 $1.00 OEP Opportunities, L.P.
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 2,500,000 $1.00 One East Partners L.P.
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 5,000,000 $1.00 Direct
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 1,375,000 $0.5000 One East Capital Advisors LP
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 1,400,000 $1.00 One East Capital Advisors LP
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 1,500,000 $1.25 OEP Opportunities, L.P.
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 175,000 $1.50 One East Partners L.P.
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 1,500,000 $1.25 One East Partners L.P.
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 150,000 $1.35 One East Management Services, LLC
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 10,000 $2.00 One East Management Services, LLC
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 3,000,000 $1.25 Serpentine Capital Management II LLC
holding JUSHF Warrant (right to buy) 12 Aug 2022 Subordinate Voting Shares 900,000 $1.25 JAC Serpentine, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100,000 shares previously reported as owned directly should have been reported as owned indirectly by One East Partners L.P.
F2 One-third of the Option will vest on each of the first, second and third anniversaries of the Vesting Commencement Date (5/1/2021), subject to continuous service.
F3 33.33% of the total number of Shares subject to the Option shall be vested as of the Date of Grant (7/28/2022) and 33.33% of the total number of Shares subject to the Option will vest on each January 1 thereafter, subject to continuous service.