James Cacioppo - Aug 12, 2022 Form 3/A - Amendment Insider Report for Jushi Holdings Inc. (JUSHF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Louis Jon Barack, attorney-in-fact
Stock symbol
JUSHF
Transactions as of
Aug 12, 2022
Transactions value $
$0
Form type
3/A - Amendment
Date filed
2/1/2023, 03:37 PM
Date Of Original Report
Aug 12, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding JUSHF Subordinate Voting Shares 4.52M Aug 12, 2022 Direct F1
holding JUSHF Subordinate Voting Shares 2.5M Aug 12, 2022 OEP Opportunities, L.P.
holding JUSHF Subordinate Voting Shares 1.4M Aug 12, 2022 One East Capital Advisors, L.P.
holding JUSHF Subordinate Voting Shares 2.7M Aug 12, 2022 One East Partners L.P. F1
holding JUSHF Subordinate Voting Shares 795K Aug 12, 2022 ST2 LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding JUSHF Stock Option (right to buy) Aug 12, 2022 Subordinate Voting Shares 80K $3.91 Direct F2
holding JUSHF Stock Option (right to buy) Aug 12, 2022 Subordinate Voting Shares 2.39M $2.00 Direct
holding JUSHF Stock Option (right to buy) Aug 12, 2022 Subordinate Voting Shares 3M $1.93 Direct F3
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 2.5M $1.00 OEP Opportunities, L.P.
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 2.5M $1.00 One East Partners L.P.
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 5M $1.00 Direct
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 1.38M $0.50 One East Capital Advisors LP
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 1.4M $1.00 One East Capital Advisors LP
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 1.5M $1.25 OEP Opportunities, L.P.
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 175K $1.50 One East Partners L.P.
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 1.5M $1.25 One East Partners L.P.
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 150K $1.35 One East Management Services, LLC
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 10K $2.00 One East Management Services, LLC
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 3M $1.25 Serpentine Capital Management II LLC
holding JUSHF Warrant (right to buy) Aug 12, 2022 Subordinate Voting Shares 900K $1.25 JAC Serpentine, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100,000 shares previously reported as owned directly should have been reported as owned indirectly by One East Partners L.P.
F2 One-third of the Option will vest on each of the first, second and third anniversaries of the Vesting Commencement Date (5/1/2021), subject to continuous service.
F3 33.33% of the total number of Shares subject to the Option shall be vested as of the Date of Grant (7/28/2022) and 33.33% of the total number of Shares subject to the Option will vest on each January 1 thereafter, subject to continuous service.