RICHARD P. SMITH - 30 May 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
30 May 2023
Net transactions value
-$42,419
Form type
4
Filing time
31 May 2023, 19:58:55 UTC
Previous filing
28 Feb 2023
Next filing
06 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +2,210 +0.9% 247,647 30 May 2023 Direct F1
transaction TCBK Common Stock Tax liability $42,419 -1,267 -0.51% $33.48 246,380 30 May 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 38,299 30 May 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 251 30 May 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,151,768 30 May 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -2,210 -33% $0.000000 4,420 30 May 2023 Common Stock 2,210 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.