Richard Smith - May 30, 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Stock symbol
TCBK
Transactions as of
May 30, 2023
Transactions value $
-$42,419
Form type
4
Date filed
5/31/2023, 07:58 PM
Previous filing
Feb 28, 2023
Next filing
Jun 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +2.21K +0.9% 248K May 30, 2023 Direct F1
transaction TCBK Common Stock Tax liability -$42.4K -1.27K -0.51% $33.48 246K May 30, 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 38.3K May 30, 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 251 May 30, 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.15M May 30, 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -2.21K -33.33% $0.00 4.42K May 30, 2023 Common Stock 2.21K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.