RICHARD P. SMITH - 05 Jun 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO, President & Chairman, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
05 Jun 2023
Net transactions value
-$72,189
Form type
4
Filing time
06 Jun 2023, 14:22:04 UTC
Previous filing
31 May 2023
Next filing
13 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3,579 +1.5% 249,959 05 Jun 2023 Direct F1
transaction TCBK Common Stock Tax liability $72,189 -2,052 -0.82% $35.18 247,907 05 Jun 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.000000* 38,299 05 Jun 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 251 05 Jun 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.000000* 1,151,768 05 Jun 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -3,579 -50% $0.000000 3,578 05 Jun 2023 Common Stock 3,579 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.