Richard Smith - Jun 5, 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO, President & Chairman, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Stock symbol
TCBK
Transactions as of
Jun 5, 2023
Transactions value $
-$72,189
Form type
4
Date filed
6/6/2023, 02:22 PM
Previous filing
May 31, 2023
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3.58K +1.45% 250K Jun 5, 2023 Direct F1
transaction TCBK Common Stock Tax liability -$72.2K -2.05K -0.82% $35.18 248K Jun 5, 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 38.3K Jun 5, 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 251 Jun 5, 2023 By spouse F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.15M Jun 5, 2023 ESOP Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -3.58K -50.01% $0.00 3.58K Jun 5, 2023 Common Stock 3.58K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.
F2 Reflects shares withheld to pay tax liability.
F3 No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.