Richard Smith - Feb 24, 2023 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/ Richard Smith by Janine Howard, Attorney-in-Fact
Stock symbol
TCBK
Transactions as of
Feb 24, 2023
Transactions value $
-$220,365
Form type
4
Date filed
2/28/2023, 11:21 AM
Previous filing
Oct 25, 2022
Next filing
May 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +7.66K +3.16% 250K Feb 24, 2023 Direct F1
transaction TCBK Common Stock Tax liability -$220K -4.4K -1.76% $50.14 245K Feb 24, 2023 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 36.4K Feb 24, 2023 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 250 Feb 24, 2023 By spouse F4
transaction TCBK Common Stock Other $0 0 0% $0.00* 1.12M Feb 24, 2023 ESOP Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted stock unit Options Exercise $0 -7.66K -23.34% $0.00 25.1K Feb 24, 2023 Common Stock 7.66K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.
F2 Reflects shares withheld to pay taxes.
F3 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.
F4 No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
F5 Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of, the securities.