| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CABRAL BRUCE H | Director | 224 AIRPORT PARKWAY, SAN JOSE | /s/Janisha Sabnani as Attorney-in-Fact for Bruce H Cabral | 09 Mar 2026 | 0001282992 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Common Stock, No Par Value | Award | +4,022 | +81% | $0.000000* | 9,012 | 05 Mar 2026 | Direct | F1 | |
| holding | HTBK | Common Stock, No Par Value | 118,313 | 05 Mar 2026 | Indirect by Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HTBK | Employee Stock Option (right to buy) | 2,470 | 05 Mar 2026 | Heritage Commerce Corp - Common Stock | 2,470 | $7.12 | Direct | ||||||
| holding | HTBK | Employee Stock Option (right to buy) | 2,470 | 05 Mar 2026 | Heritage Commerce Corp - Common Stock | 2,470 | $10.31 | Direct | ||||||
| holding | HTBK | Employee Stock Option (right to buy) | 2,470 | 05 Mar 2026 | Heritage Commerce Corp - Common Stock | 2,470 | $10.77 | Direct |
| Id | Content |
|---|---|
| F1 | Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company. |